Find a Lawyer

业务领域
行业覆盖
Picture Name

Vicky Wang

Wang Min Partner(Record Unfiled)

Working language:Mandarin, English
Professional field :

Finance

Dispute Resolution

Criminal Law

Capital Markets

Download
Share to:
微信

Detailed introduction

Vicky Wang graduated from Nanjing University with a Master of Laws degree. Since 2015, she has been working at Beijing Dacheng (Shanghai) Law Firm and is now a partner of the firm, serving as the Secretary-General of the Asset Securitization and Financial Derivatives Legal Research Center of Beijing Dacheng Law Firm. Wang Min has worked on-site at the Shanghai Stock Exchange, China Financial Futures Exchange, and Shanghai Gold Exchange.
Vicky Wang has extensive professional experience in corporate and commercial matters, banking and finance, asset securitization and derivatives, litigation/arbitration, investment and mergers & acquisitions, etc. With dual academic backgrounds in finance and law, she holds a lawyer's practicing certificate and has passed the Certified Public Accountant examination. Such dual professional backgrounds, coupled with her rich project experience, enable her to formulate solutions according to the specific circumstances and needs of clients. She can provide value-added services on the basis of fully understanding the clients' legal and commercial goals to achieve their objectives, thus winning high praise and acclaim from clients. The projects hosted by Vicky Wang have repeatedly won awards from Chambers, ALB, and Legal 500. She herself was honored as the "2024 IFLR1000 China Rising Star Lawyer in the Capital Markets Field" by *International Financial Law Review*.
Vicky Wang's main clients include major domestic securities/futures exchanges, clearing houses, domestic and foreign commercial banks, securities companies, trust companies, asset management companies, futures companies and their risk management subsidiaries, as well as various types of companies (including listed companies). Representative clients and cooperative institutions mainly include: Shanghai Stock Exchange, Shanghai Futures Exchange, China Financial Futures Exchange, Zhengzhou Commodity Exchange, Dalian Commodity Exchange; China Development Bank, Shanghai Pudong Development Bank, China Merchants Bank, China Everbright Bank, Intesa Sanpaolo, Banco Bilbao Vizcaya Argentaria, Banco Santander Shanghai Branch,永丰 Financial Holdings,永丰 Bank (China), Shanghai Rural Commercial Bank, Zheshang Bank, Tailong Bank, Zhangjiagang Rural Commercial Bank (SZ.002839), Yinzhou Bank; China Shipping Trust, Minmetals Trust, Zhongrong International Trust, China Credit Trust, Ping An Trust, Shanghai International Trust, China Resources SZITIC Trust, Huaneng Trust, Hunan Provincial Finance & Credit Trust, Yunnan International Trust, Guangdong Yuecai Trust, Zhongyuan Trust, etc.; futures risk management subsidiaries (such as Galaxy Futures Risk Management Subsidiary, Dongzheng Futures Risk Management Subsidiary, Founder CIFCO Futures Risk Management Subsidiary, etc.).
 

Professional qualifications

Lawyer of People’s Republic of China
Certified Public Accountant (CPA) qualification
Fund Practitioner Qualification
Accounting Practitioner Qualification
Securities Practitioner Qualification
National Assistant Financial Planner Qualification
 

Areas of Practice

Corporate & Commercial; 
Banking & Finance;
Securitization & Derivatives; 
Dispute Resolution;
Investment & M&A.

Works and Papers

A Perspective from Risk Management Subsidiaries of Futures Companies on the Regulatory Situation of Over-the-Counter Derivatives Transactions
Interpretation of Highlights in the Futures and Derivatives Law
Interpretation of the Impact of the Implementation of the Futures and Derivatives Law from the Perspective of Banks' Derivatives Business
Trust Private Placement Model in Bank Credit Asset Securitization
Financial Legal Practice in Enterprise Asset Securitization from the Perspective of CMBS Model
Legal Practice in Syndicated Loans through a Case Study
Participated in compiling Hot Topics in the Financial Industry and Legal Practice Guidelines for Asset Management 2021
Participated in compiling Discussion on Compliance and Cutting-Edge Legal Issues of Futures and Derivatives
Assisted in compiling the monograph Fundamental Laws of Futures
 

Awards

Vicky Wang was listed as a Rising Star Lawyer in the Capital Markets field in the 2024 edition of *IFLR1000 China*.
The project hosted by Vicky Wang (a China-Saudi Arabia national-level syndicated loan project involving 11 large Chinese-funded banks) won the "Deal of the Year for Project Finance" at the China Law Awards 2024.
The project hosted by Vicky Wang was selected as one of the Top 10 Outstanding Cases of 2024 "Invest in China" by CCTV Finance.
She was awarded the title of "Excellent Lawyer of Dacheng Financial Industry Committee and Dacheng Financial Professional Committee".
She was awarded the title of "Excellent Party Worker of Dacheng Law Firm".

Experience

Futures and Financial Derivatives

  • Providing perennial legal advisory services to the risk management subsidiaries of several futures companies for many consecutive years (such as the risk management subsidiaries of Galaxy Futures, Dongzheng Futures, Founder Mid-term Futures, etc.). The services mainly include, but are not limited to, reviewing daily business contracts, and providing legal analysis and opinions on major decisions and consultations related to operation and management as well as external business activities. The business scope of these risk management subsidiaries covers over-the-counter (OTC) derivatives business, warehouse receipt services, pricing services, cooperative hedging, basis trading, market-making business, and other businesses related to risk management services.
  • Providing perennial legal advisory services to the Shanghai Stock Exchange, China Financial Futures Exchange, Shanghai Futures Exchange, Shanghai Gold Exchange, and Shanghai International Gold Exchange Center Co., Ltd. This involves conducting legality reviews on important texts of the exchanges, such as business contracts, rules and regulations, public announcements, and complaint replies, and issuing written revision opinions. Providing legal opinions on issues concerning the exchanges' corporate governance, financial derivatives, financial infrastructure, fiscal taxation, labor relations, foreign-related cooperation, infrastructure construction, intellectual property, and judicial assistance in enforcement, and offer oral or written responses and suggestions as required.
  • Engaged and entrusted by the Hainan International Clearing House, served as the special legal counsel for the swap clearing business of the Hainan International Clearing House and provided full-process legal support for the establishment and formulation of the OTC derivatives clearing rules of the Hainan International Clearing House, and offered legal support in docking with relevant regulatory authorities.
  • Conducted legal analysis on the application of default events under Chinese law in the ISDA agreement signed for financial derivatives transactions between Intesa Sanpaolo S.p.A. and Bank of China, and issued revision opinions.
  • Provided special legal services for the financial derivatives transactions of Bank SinoPac (China) Co., Ltd., including product design, business process planning, sorting out transaction documents, etc., assisting it in smoothly carrying out financial derivatives business in Chinese mainland.
  • Provided arbitration/litigation agency services for multiple financial derivatives transaction disputes (about 20 cases) of the risk management subsidiaries of several futures companies, including formulating arbitration strategies, conducting property investigations, applying preservation for pressure, and providing full-process legal services, all of which have achieved successful awards.
  •  

Banking Finance, Bond Issuance and Asset Securitization (ABS Projects)

  • The China-Saudi Arabia Gulray Ethylene Project is a joint venture between Fujian Energy and Chemical Group Co., Ltd. and the world's petrochemical giant SABIC, with a total investment of approximately 44.8 billion yuan. It is the largest one-time investment Sino-foreign joint venture project in Fujian Province to date, and also the first major project in China where a local provincial-owned enterprise directly joins hands with a world-leading petrochemical giant. A syndicate composed of 11 banks, including Bank of China, Industrial and Commercial Bank of China, China Construction Bank, Agricultural Bank of China, Bank of Communications, and Export-Import Bank of China, provides the project with fixed-asset syndicated loans and standby loans totaling over 32 billion yuan. Undertaken by Dacheng's Shanghai and Fuzhou offices, with Vicky Wang as the leading lawyer, this syndicate project saw him entrusted as the chief negotiator for the 11 bank clients. She led multiple rounds of Sino-English negotiations and consultations, drafted various legal documents related to the project, gained an in-depth understanding of clients' needs and the core demands of the counterparty (i.e., the borrower), and successfully facilitated the two parties in reaching a consensus. This provided strong support for the implementation of the financing for this national-level project, demonstrating the international professional standards and excellent team collaboration management capabilities of Dacheng lawyers in handling complex syndicated loan financing projects.
  • Provided full-process special legal services for multiple syndicated loan projects where Bank SinoPac (China) Co., Ltd. acted as the lead bank, agent bank, and lending bank.
  • Collaborated with practicing lawyers from the British Virgin Islands (BVI) to provide legal services for the US dollar deposit pledge guarantee project of the working capital loan of Sanlin Sub-branch of Shanghai Pudong Development Bank Co., Ltd. Also collaborated with practicing lawyers from the Cayman Islands to provide legal services for the US dollar deposit pledge guarantee project of the working capital loan of Hongkou Sub-branch of Shanghai Pudong Development Bank Co., Ltd., and issued legal opinions on the qualification of the guarantor as a guarantee subject and the legality of the guarantee behavior.
  • Collaborated with Cayman Islands lawyers to provide legal services for the working capital loan project of Shanghai Rural Commercial Bank Co., Ltd., offering legal advice on the eligibility of the borrower, legal risks of the guarantee, the degree of protection and potential obstacles in judicial practice and operational aspects regarding the repayment source under cross-border laws, regulations, and regulatory policies, as well as the choice of applicable law and dispute resolution methods.
  • Provided special legal services for the syndicated loan project of Shanghai Branch of China Development Bank, which involves multiple rail transit projects in Shanghai and is of great significance.
  • Provided special legal services for the series of financial bond projects of China Zheshang Bank Co., Ltd., with the main legal services including conducting due diligence on the bank and issuing legal opinions.
  • Provided special legal services for the series of financial bond projects (including perpetual bonds and financial bonds) of Jiangsu Zhangjiagang Rural Commercial Bank Co., Ltd., with the main legal services including conducting due diligence on the bank and issuing legal opinions.
  • Provided special legal services for Ningbo Yinzhou Rural Commercial Bank Co., Ltd. in the issuance of "Double Innovation Bonds", which is the first "Double Innovation Bond" issued by the rural commercial bank system in Zhejiang Province. After that, she also provided legal services for the issuance of several of its small and micro bonds.
  • Provided special legal services for the registration and issuance of China Three Gorges New Energy (Group) Co., Ltd.'s 2021 Green Asset-Backed Notes (Carbon Neutrality Bonds) (Carbon Neutrality ABN), with a shelf size of 2 billion yuan. This product is the first "carbon neutrality" ABN in the entire market with national new energy subsidies as the underlying assets.
  • Provided special legal services for the registration and issuance of Ping An Dianchuang International Financial Leasing Co., Ltd.'s 2021 Chuangying No. 1 Targeted Asset-Backed Commercial Paper Project (ABCP Project).
  • Provided full-process legal services for the registration and issuance of the ABN project of CCCC First Highway Engineering Group Co., Ltd. This project adopts a revolving purchase model, where new accounts receivable are generated according to the progress of engineering projects. In each revolving purchase link, the lawyer team needs to conduct legal due diligence on the assets to be purchased through revolving, and express opinions on whether the underlying assets meet the qualification standards.
  • Provided special legal services for the series of credit asset property rights trust products (over 30 phases) of Zhejiang Tailong Commercial Bank, with a total amount exceeding 60 billion yuan.
  • Provided special legal services for the series of non-performing asset securitization trust projects (with underlying assets being non-performing credit assets of China Zheshang Bank) of China Resources SZITIC Trust Co., Ltd. The lawyers of our firm provided full-process special legal services for this project, including conducting legal due diligence on credit assets and issuing due diligence reports; drafting, reviewing and revising transaction documents; making legal judgments on this trust and issuing legal opinions; and providing relevant legal consulting services as required by the project.
  •  

Private Equity Funds, Equity Investment and Capital Markets

  • Represented Foxconn Interconnect Technology Limited, a Hong Kong-listed company, in providing special legal services for the project of acquiring 100% equity of AAC Technologies (Zhenjiang) Co., Ltd., with a target amount of approximately 350 million yuan. The service contents include structuring the transaction, conducting legal due diligence, drafting and revising agreements, assisting in negotiations, etc. The project involves multiple jurisdictions such as Chinese mainland, Taiwan, Austria, and the Cayman Islands.
  • Represented China State-Owned Capital Venture Capital Fund Co., Ltd. and a subsidiary of Morgan Stanley Investment Management Consulting (Shanghai) Co., Ltd. in providing special legal services for their project of acquiring equity in Sinopharm (China) Financial Leasing Co., Ltd.
  • Provided legal consultation and suggestions for 8I Holdings Limited (ASX:8IH), an Australian listed company, on its listing matters in Hong Kong, including conducting due diligence on its assets in China, issuing legal opinions, and participating in revising the prospectus.
  • Provided special legal services for the non-public issuance of A-shares of publicly listed company Dian Guang Explosion-Proof Technology Co., Ltd. (Dian Guang Technology). In addition, she has also provided perennial legal advisory services for the company for many consecutive years.
  • Provided private equity fund manager registration legal services for Shaanxi Tongchuan Feilong Capital Investment Management Co., Ltd., a fund manager platform under the Tongchuan Municipal Government. The legal services include conducting legal due diligence on the fund manager, putting forward suggestions for the rectification of the fund manager based on the investigation results, issuing legal opinions according to the investigation results, and issuing supplementary legal opinions in response to the feedback from the Asset Management Association of China.
  • Provided legal advisory services for an investment company within a Fortune 500 group as an LP participating in a project, including but not limited to reviewing legal documents such as limited partnership agreements and memorandums.
  • Provided special legal services for publicly listed company Dian Guang Technology (SZ.002730) in its non-public issuance of A-shares project, including but not limited to conducting legal due diligence on the project in accordance with the relevant regulations of the China Securities Regulatory Commission and the Shenzhen Stock Exchange; revising and reviewing the relevant legal documents of the project according to the version adopted for the project; examining issues related to the issuer, issuance procedures, issuance documents, institutions related to the issuance, major legal matters and potential legal risks related to the issuance in accordance with the business rules of the China Securities Regulatory Commission and the Shenzhen Stock Exchange, making legal judgments, and issuing legal opinions for the declaration and approval of the project.
  • Provided legal opinions for Dian Guang Technology (002730) on the non-public issuance of shares and payment of cash to purchase assets and raise supporting funds, including conducting due diligence on the target enterprise, drafting and reviewing acquisition agreements, drafting and reviewing financing agreements, and expressing legal opinions on non-public share issuance, mergers and acquisitions, and fund-raising.

Dispute Resolution, Litigation and Arbitration

  • Provided arbitration/litigation agency services for multiple financial derivatives transaction disputes (nearly 20 cases) of the risk management subsidiaries of several futures companies, including formulating arbitration strategies, conducting property investigations, applying preservation for pressure, and offering full-process legal services, with all cases resulting in successful rulings.
  • Provided litigation legal services for a basis trading contract dispute of a risk management subsidiary, including formulating litigation strategies, property preservation, and other full-process legal services.
  • Provided litigation legal services for a guarantee contract dispute of a risk management subsidiary (where the principal debt arose from over-the-counter derivatives transactions), including formulating litigation strategies, applying preservation for pressure, and offering litigation legal services. The case went through first-instance and second-instance trials, both resulting in successful judgments.
  • Provided arbitration agency services for a bulk commodity sales contract dispute of a risk management subsidiary. The case involved issues such as the transfer of bulk commodity ownership and the rationality of the industry practice of "clearing the bottom", and a successful award was obtained.
  • Provided arbitration services for a dispute case over a settlement agreement involving a well-known coffee brand. Both parties to the dispute are companies outside the Chinese mainland, with complex legal relations including disputes over trademark licensing, supply disputes, and qualitative issues between various agreements. The arbitration services included assisting in the selection of arbitrators, participating in hearings, and drafting agency opinions, resulting in a successful award.
  • For five over-the-counter derivatives dispute cases, after obtaining successful awards from the China International Economic and Trade Arbitration Commission, the respondents filed lawsuits to set aside the arbitration awards. After trial by the Beijing Financial Court, successful judgments were obtained, upholding the awards and dismissing the applicants' requests to set aside the arbitration awards.
  • Provided litigation legal services for three natural persons in equity transfer disputes, including legal procedures such as first-instance and second-instance trials, offering overall litigation strategies and special legal services to maximize the protection of clients' interests, resulting in successful judgments.
  • Provided litigation legal services for three natural persons as defendants in a lawsuit over liability for damages caused by property preservation applications, resulting in successful judgments.
  • Provided litigation agency services for a Fortune Global 500 company in a guarantee contract dispute. Through efforts, a settlement was reached with the defendant, securing a satisfactory result for the client.
  • Provided special litigation legal services for a Nantong investment company in a dispute over commercial housing sales contracts with a Shandong real estate company (involving 70 properties, with 70 cases filed). Since all the involved properties failed to complete acceptance and could not be transferred, the case was eventually settled through mediation. The real estate company delivered the involved properties to the investment company for possession and use, and the transfer time was agreed upon.
  • Provided litigation legal services for three parties including Mr. Cai in a dispute over contract termination with Shimao Property Holdings Limited (a series of 3 litigation cases), including offering litigation strategies, evidence logic, litigation preparation, and first-instance and second-instance procedures.
  • Provided litigation legal services for a foreign national in a marital and family dispute with a domestic high-net-worth individual. Through litigation strategies and negotiation means, the client obtained a high amount of property division in the divorce.
Return to search results